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Regulation

Argonaut’s Australian operating divisions are regulated by the Australian Securities and Investment Commission, holding several AFS licenses.

Argonaut Securities is a Trading Participant of the Australian Securities Exchange (ASX) and is bound by the ASX Operating Rules and ASIC Market Integrity Rules (Securities Markets) 2017.

Argonaut has access to U.S. Institutional Customers via a Broker – Dealer Agreement with the U.S. market regulated by the United States Securities and Exchange Commission and Canadian investors via an International Dealer Exemption. Argonaut also has access to other International markets via arrangements with various market participants in the relevant jurisdiction.

Australia

Division

Argonaut PCF

Argonaut Securities

Argonaut Funds Management

Argonaut Partners

Activity

Corporate Advisory

Stockbroking & Research

Funds Management

Principal Investment

AFSL

221476

274099

224815

221476*

*Argonaut Partners is a Corporate Representative of Argonaut PCF

  • About Us
    • Business Model
    • Regulation
    • Community
    • Jason and the Argonauts
    • Disclaimer and Disclosure
    • COVID-19 Visitor Requirements
  • Corporate Finance
  • Stockbroking & Research
    • Stockbroking
    • Research
    • Best Execution Policy
    • Administration Forms
    • Open an Account
  • Special Situations
  • News
    • Latest News
    • Morning Notes
    • Latest Research
  • Contact
    • Careers
      • Advisers
      • Graduate Program
      • Internship Program
Argonaut

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Argonaut | Perth

Level 30, Allendale Square, 77 St Georges Terrace Perth, WA, 6000 Australia

clientservices@argonaut.com

ABN 72 108 330 650

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