Information Disclosure
Each research analyst of this material certifies that the views expressed in this research material accurately reflect the analyst’s personal views about the subject securities and listed corporations. None of the listed corporations reviewed or any third party has provided or agreed to provide any compensation or other benefits in connection with this material to any of the analyst(s).
Company | Code | Disclosure |
AIC Mines Limited | A1M | Argonaut Securities Pty Limited acted as Joint Lead Manager, Joint Bookrunner and Settlement Agent in respect of the Placement to raise up to $57.2M announced in May 2024 and received fees commensurate with this service. Argonaut holds or controls 2,321,035 A1M shares and 1,038,462 A1M options exercisable at $0.4875 expiring 18 May 2026. |
Ausgold Ltd | AUC | Argonaut holds or controls 3M options exercisable at $0.06 expiring 31 March 2025. |
Beacon Minerals Limited | BCN | Argonaut Securities Pty Ltd is acting as Lead Manager and Argonaut PCF Limited is acting as Underwriter to the Non-Renounceable Entitlement Offer to raise $10.3M announced on 17 September 2024 and will receive fees commensurate with these services. Argonaut holds or controls 50M BCN options. |
Capricorn Metals Ltd | CMM | Argonaut Securities Pty Limited is acting as Global Coordinator, Joint Lead Manager and Joint Bookrunner in relation to the Placement to raise up to $200M on 30 October 2024 and will receive fees commensurate with these services. |
Catalyst Metals Ltd | CYL | Argonaut holds or controls 250,000 CYL shares. |
Centaurus Metals Limited | CTM | Argonaut holds or controls 261,638 CTM shares. |
De Grey Mining Ltd | DEG | Argonaut Securities Pty Limited acted as Joint Lead Manager and Joint Bookrunner, and Argonaut PCF Limited acted as Joint Underwriter to the Placement to raise up to $600M announced on 8 May 2024 and received fees commensurate with these services. |
Develop Global Limited | DVP | Argonaut Securities Pty Limited acted as Sole Financial Advisor in relation to the Share Placement to raised up to $10M announced in September 2024 and will receive fees commensurate with these services. |
Firefly Metals Ltd | FFM | Argonaut Securities Pty Ltd acted as Co-Manager in respect of the Placement to raise $60M announced in September 2024 and will receive fees commensurate with this service. Argonaut Securities Pty Ltd acted as Co-Manager in respect of the Placement to raise $52.2M announced in March 2024 and received fees commensurate with this service. Argonaut holds or controls 210,660 FFM shares. |
Global Lithium Resources Ltd | GL1 | Argonaut holds or controls 4,493,114 GL1 options exercisable at $0.06 expiring 10 May 2025. |
K2Fly Ltd | K2F | Argonaut PCF is acting as Joint Financial Adviser to K2F in relation to the binding Scheme of Arrangement, announced on 21 June, with Argyle Bidco Pty Limited, a wholly owned subsidiary of Accel-KKR Company LLC (Accel-KKR), under which Accel-KKR will acquire 100% of the shares in K2fly; Argonaut PCF will receive fees commensurate with this service. Argonaut PCF is acting as Joint Financial Advisor for the Strategic Review announced in November 2023 and will receive fees commensurate with this service. Argonaut Securities Pty Ltd acted as Lead Manager to the Strategic Placement to raise $1M announced in November 2023 and received fees commensurate with this service. |
Lunnon Metals Ltd | LM8 | The Chair of Lunnon Metals Ltd (LM8), Mr. Liam Twigger, also holds roles with the Argonaut Group: Deputy Chair of Argonaut Limited and Executive Director, Corporate Finance. Mr Twigger is not involved in the creation of research material on LM8 in any way. The views expressed in LM8 research material accurately reflect the relevant analyst’s personal views about LM8. Argonaut holds or controls 775,200 LM8 shares. |
Magnetic Resources NL | MAU | Argonaut Securities Pty Ltd acted as Sole Lead Manager and Bookrunner to the Placement to raise up to $10M announced on 26 September 2024 and received fees commensurate with this service. Argonaut PCF is acting as Debt Advisor to MAU in relation to its debt strategy for its 100% owned Lady Julie Gold Project and will receive fees commensurate with this service. Argonaut Securities Pty Limited acted as Joint Lead Manager to the Placement to raise up to $10M announced in March 2024 and received fees commensurate with this service. |
Metals Acquisition Limited | MAC | Argonaut participated in the Institutional Placement to raise $140M announced in October 2024 and received fees commensurate with this service. |
New World Resources Limited | NWC | Argonaut PCF acted as Financial Advisor to the Royalty Financing to raise $11M announced in November 2023 and received fees commensurate with this service. |
NexGen Energy Ltd | NXG | Argonaut acted as Co-Lead Manager in respect of the $250M Institutional Placement announced on 30 April 2024 and received fees commensurate with this service. |
Northern Minerals Limited | NTU | Argonaut Securities Pty Limited acted as Joint Lead Manager to the Institutional Placement to raise $40M announced on 12 September 2024 and received fees commensurate with this service. |
Novo Resources Corp. | NVO | Argonaut holds or controls 641,025 warrants exercisable at $0.6593 expiring 21 May 2026. |
Ora Gold Limited | OAU | Argonaut PCF is acting as Financial Adviser to Ora Gold in relation to the binding agreement with Westgold Resources Limited (WGX, OTCQZ: WGXRF) announced on 30 May 2024 regarding a strategic co-operation relationship (Strategic Alliance) and Placement to raise up to $6M (Strategic Placement) (together the Westgold Transaction) and will receive fees commensurate with the services provided. Argonaut Securities Pty Limited acted as Joint Lead Manager to the Placement to raise up to $4M in November 2023 and received fees commensurate with these services. |
Pacgold Limited | PGO | Argonaut participated in the Placement to raise up to $4M announced in September 2024 and received fees commensurate with these services. Argonaut holds or controls 767,316 PGO shares, 750,000 PGO options and 2,575,658 PGO Options exercisable at $0.30 set to expire on or before 30 Sept 2026. |
Patriot Battery Metals Inc | PMT | Argonaut Securities Pty Limited is acting as Joint Lead Manager and Joint Bookrunner in respect of the Sale Offer of CHESS Depository Interests (CDIs) via a block trade to raise up to $44M announced in May 2024 and will receive fees commensurate with these services. Argonaut holds or controls 500,000 PMT shares. |
Tolu Minerals Limited | TOK | Argonaut Securities Pty Limited acted as Sole Lead Manager and Bookrunner to the Placement to raise up to $22M in October 2024 and will receive fees commensurate with the services provided. Argonaut Securities Pty Limited acted as Lead Manager to the Placement to raise up to $7.5M in April 2024 and received fees commensurate with the services provided. Argonaut holds or controls 342,050 TOK shares and 4,101,056 TOK options exercisable at $0.80 on or before 24 June 2026. |
Turaco Gold Limited | TCG | Argonaut Securities Pty Limited acted as Lead Manager and Bookrunner to the Placement of $16M in April 2024 and received fees commensurate with these services. Argonaut holds or controls 3M TCG Options exercisable at $0.225 on or before 31 December 2026. |
Westgold Resources Limited | WGX | Argonaut PCF acted as Financial Adviser to WGX in relation to the upsized $300M Revolving Corporate Facility announced in October 2024. Argonaut PCF acted as Financial Advisor to WGX in relation to its completed $2.5bn merger with Karora Resources Inc. (TSX:KRR, OTCQX:KRRGF – “Karora”) announced on 2 August 2024 and will receive fees commensurate with this service. |
WIA Gold Limited | WIA | Argonaut Securities Pty Ltd is acting as Co-Manager in respect of the Placement to raise up to $30M announced in November 2024 and will receive fees commensurate with these services. Argonaut Securities acted as Lead Manager & Bookrunner in respect of the Placement to raise up to $14M in April 2024 and received fees commensurate with these services. Argonaut owns or controls 11M WIA shares. |
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