Information Disclosure
Each research analyst of this material certifies that the views expressed in this research material accurately reflect the analyst’s personal views about the subject securities and listed corporations. None of the listed corporations reviewed or any third party has provided or agreed to provide any compensation or other benefits in connection with this material to any of the analyst(s).
| Company | Code | Disclosure |
| AIC Mines Limited | A1M | Argonaut Securities Pty Ltd is acting as Joint Lead Manager and Joint Bookrunner in respect of the Placement to raise $30M announced on 6 February 2023 and will receive fees commensurate with this service. Argonaut acted as Financial Adviser in relation to AIC Mines’ takeover offer for Demetallica Limited (DRM) in September 2022 and received fees commensurate with this service. Argonaut holds or controls 2,032,573 A1M shares and 1,038,462 A1M options exercisable at $0.4875 expiring 18 May 2026. |
| Ausgold Ltd | AUC | Argonaut acted as Lead Manager to the Placement to raise $16M in March 2022 and received fees commensurate with this service. Argonaut holds or controls 30M options exercisable at $0.06 expiring 31 March 2025. |
| Centaurus Metals Limited | CTM | Argonaut acted as Joint Lead Manager in respect of the Placement to raise $75M in January 2022 and received fees commensurate with this service. Argonaut holds or controls 161,638 CTM shares. |
| De Grey Mining Ltd | DEG | Argonaut Securites Pty Limited acted as Joint Lead Manager & Joint Bookrunner to the $130M Placement announced on 5 October 2022 and received fees commensurate with these services. |
| Evion Group NL | EVG | Argonaut acted as Lead Manager to the Placement to raise $6.8M in January 2022 and received fees commensurate with this service. |
| Family Zone Cyber Safety Limited |
FZO | Argonaut acted as Co-Manager to the Placement to raise $42M in May 2022 and received fees commensurate with this service. |
| Genesis Minerals Limited | GMD | Argonaut acted as Co-Manager in respect of the Placement to raise up to $100M announced in July 2022 and received fees commensurate with this service. Argonaut holds or controls 1,918 GMD options exercisable on or before 17 December 2023. |
| Global Lithium Resources Ltd | GL1 | Argonaut Securities Pty Ltd acted as Global Coordinator, Joint Lead Manager and Joint Bookrunner and Argonaut PCF Limited acted as Underwriter in respect of the Placement to raise $121.5M announced on 25 October 2022 and received fees commensurate with this service. Argonaut acted as Joint Lead Manager in respect of the Placement to raise $29.9M in March 2022 and received fees commensurate with these services. Argonaut holds or controls 5,171,172 shares and 4,493,114 GL1 options exercisable at $0.30 expiring 10 May 2025. |
| K2Fly Ltd | K2F | Argonaut acted as Financial Adviser and Lead Manager to the Placement that raised $6.2M in April 2022 and received fees commensurate with this service. Argonaut holds or controls 2,265,625 K2F Options exercisable at $0.435 on or before 10 March 2024. |
| Lunnon Metals Ltd | LM8 | Argonaut acted as Joint Lead Manager in the Placement to raise $30M in April 2022 and received fees commensurate with this service. The Chair of Lunnon Metals Ltd (LM8), Mr Liam Twigger also holds roles with the Argonaut Group: Deputy Chair of Argonaut Limited and Executive Director, Corporate Finance. Mr Twigger is not involved in the creation of research material on LM8 in any way. The views expressed in LM8 research material accurately reflect the relevant analyst’s personal views about LM8. |
| Medallion Metals Limited | MM8 | Argonaut holds or controls 262,885 MM8 shares. |
| NexGen Energy Ltd | NXG | Argonaut holds 17,892 NXG shares. |
| Northern Star Resources Ltd | NST | Argonaut is acting as Financial Advisor to NST with respect to the sale of the Paulsens and Western Tanami Gold Operations announced in April 2022 and will receive fees commensurate with this service. |
| OreCorp Limited | ORR | Argonaut is acting as Joint Lead Manager in respect of the process to demerge OreCorp’s West Australian assets announced in January 2022 and will receive fees commensurate with this service. |
| Pantoro Limited | PNR | Argonaut acted as Joint Lead Manager and broker & Joint Bookrunner to the Placement to raise $25M announced on 20 October 2022 and received fees commensurate with these services. Argonaut acted as Joint Lead Manager to the Placement to raise $45M in March 2022 and received fees commensurate with this service. Argonaut holds or controls 5M PNR Shares. |
| Predictive Discovery Limited | PDI | Argonaut acted as Joint Lead Manager to the Placement to raise $50M in May 2022 and received fees commensurate with this service. |
| WIA Gold Limited | WIA | Argonaut owns or controls 3,332,332 WIA shares and 1.5M WIA01 Options exercisable at $0.05 and 1.5M WIA02 exercisable at $0.10 on or before 30 September 2024. |
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