Information Disclosure
Each research analyst of this material certifies that the views expressed in this research material accurately reflect the analyst’s personal views about the subject securities and listed corporations. None of the listed corporations reviewed or any third party has provided or agreed to provide any compensation or other benefits in connection with this material to any of the analyst(s).
| Company | Code | Disclosure |
| AIC Mines Limited | A1M | Argonaut acted as Joint lead Manager to the Placement to raise up to $40M in October 2021 and received fees commensurate with that service. Argonaut holds or controls 1,501,804 A1M shares. |
| Agrimin Limited | AMN | Argonaut acts as Strategic Adviser to AMN and receives fees commensurate with that service. |
| Ausgold Ltd | AUC | Argonaut acted as Lead Manager to the Placement to raise $16M in March 2022 and received fees commensurate with this service. |
| Blackearth Minerals NL | BEM | Argonaut acted as Lead Manager to the Placement to raise $6.8M in January 2022 and received fees commensurate with this service. |
| Centaurus Metals Limited | CTM | Argonaut acted as Joint Lead Manager in respect of the Placement to raise $75M in January 2022 and received fees commensurate with this service. |
| De Grey Mining Ltd | DEG | Argonaut Securities Pty Limited acted as Joint Lead Manager & Joint Bookrunner and Argonaut PCF Limited acted as Joint Underwriter to the $125M Placement announced 20 October 2021 and received fees commensurate with these services. |
| Family Zone Cyber Safety Limited |
FZO | Argonaut acted as Co-Manager to the Placement to raise $42M in May 2022 and received fees commensurate with this service. Argonaut acted as Co-manager to the ~$146M capital raising in August 2021 and received fees commensurate with this service. Argonaut acted as Joint Lead Manager to the $23M capital raising announced on 23 June 2021 and received fees commensurate with this service. |
| Genesis Minerals Limited | GMD | Argonaut acted as Co-Manager in respect of the Placement to raise up to $100M announced in July 2022 and received fees commensurate with this service. Argonaut acted as Joint Financial Adviser in respect of the Placement to raise up to $16M announced in September 2021 and received GMD shares for this service. Argonaut holds or controls 1,918 GMD options exercisable on or before 17 December 2023. |
| Global Lithium Resources Ltd | GL1 | Argonaut acted as Joint Lead Manager in respect of the Placement to raise $29.9M in March 2022 and received fees commensurate with these services. Argonaut acted as Financial Adviser to GL1 with respect to the December 2021 acquisition of the 80% interest in the Manna Lithium Project from Breaker Resources and received fees commensurate with this service. Argonaut acted as Joint Lead Manager in respect of the Placement to raise $13.6M in October 2021 and received fees commensurate with this service. Argonaut holds or controls 5,506,886 shares and 4,493,114 GL1 options exercisable at $0.30 expiring 10 May 2025. |
| Gold Road Resources Limited | GOR | Argonaut acted as Financial Adviser and broker to GOR in October and November 2021 and received fees commensurate with these services. |
| K2Fly Ltd | K2F | Argonaut acted as Financial Adviser and Lead Manager to the Placement that raised $6.2M in April 2022 and received fees commensurate with this service. Argonaut holds or controls 2,265,625 K2F Options exercisable at $0.435 on or before 10 March 2024. |
| Lunnon Metals Ltd | LM8 | Argonaut acted as Joint Lead Manager in the Placement to raise $30M in April 2022 and received fees commensurate with this service. The Chair of Lunnon Metals Ltd (LM8), Mr Liam Twigger also holds roles with the Argonaut Group: Deputy Chair of Argonaut Limited and Executive Director, Corporate Finance. Mr Twigger is not involved in the creation of research material on LM8 in any way. The views expressed in LM8 research material accurately reflect the relevant analyst’s personal views about LM8. |
| Medallion Metals Limited | MM8 | Argonaut acted as Co-lead Manager in respect of the Placement to raise up to $4.7M announced in November 2021 and received fees commensurate with this service. Argonaut holds or controls 225,330 MM8 shares and 4M MM8 Options exercisable at $0.35 on or before 31 January 2023. |
| NexGen Energy Ltd | NXG | Argonaut acted as Financial Advisor and Broker to NXG’s ASX listing in July 2021 and received fees commensurate with this service. Argonaut holds 17,892 NXG shares. |
| Northern Star Resources Ltd | NST | Argonaut is acting as Financial Advisor to NST with respect to the sale of the Paulsens and Western Tanami Gold Operations announced in April 2022 and will receive fees commensurate with this service. |
| OreCorp Limited | ORR | Argonaut is acting as Joint Lead Manager in respect of the process to demerge OreCorp’s West Australian assets announced in January 2022 and will receive fees commensurate with this service. Argonaut acted as Co Lead Manager in respect of the Placement to raise $56M in June 2021 and received fees commensurate with this service. |
| Pantoro Limited | PNR | Argonaut acted as Joint Lead Manager to the Placement to raise $45M in March 2022 and received fees commensurate with this service. Argonaut holds or controls 5M PNR Shares. |
| Predictive Discovery Limited | PDI | Argonaut acted as Joint Lead Manager to the Placement to raise $50M in May 2022 and received fees commensurate with this service. |
| WIA Gold Limited | WIA | Argonaut acted as Lead Manager to the Placement to raise $4.6M in November 2021 for Tanga Resources Limited (TRL) and received fees commensurate with this service. Argonaut owns or controls 3,332,332 WIA shares and 1.5M WIA01 Options exercisable at $0.05 and 1.5M WIA02 exercisable at $0.10 on or before 30 September 2024. |
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