Information Disclosure
Each research analyst of this material certifies that the views expressed in this research material accurately reflect the analyst’s personal views about the subject securities and listed corporations. None of the listed corporations reviewed or any third party has provided or agreed to provide any compensation or other benefits in connection with this material to any of the analyst(s).
| Company | Code | Disclosure |
| AIC Mines Limited | A1M | Argonaut Securities Pty Ltd acted as Joint Lead Manager and Joint Bookrunner in respect of the Placement to raise $30M announced on 6 February 2023 and received fees commensurate with this service. Argonaut acted as Financial Adviser in relation to AIC Mines’ takeover offer for Demetallica Limited (DRM) in September 2022 and received fees commensurate with this service. Argonaut holds or controls 2,032,573 A1M shares and 1,038,462 A1M options exercisable at $0.4875 expiring 18 May 2026. |
| Ausgold Ltd | AUC | Argonaut acted as Lead Manager to the Placement to raise $12M in April 2023 and received fees commensurate with this service. Argonaut holds or controls 30M options exercisable at $0.06 expiring 31 March 2025. |
| Auteco Minerals Ltd/span> | AUT | Argonaut Securities Pty Ltd is acting as Co-Manager to the Placement to raise up to $50M announced in August 2023 and will receive fees commensurate with this service. Argonaut Securities Pty Ltd acted as Co-Manager to the Placement to raise up to $10M in January 2023 and received fees commensurate with this service. |
| Centaurus Metals Limited | CTM | Argonaut Securities Pty Ltd acted as Joint Lead Manager and Joint Bookrunner in respect of the Placement to raise approximately $35M announced in July 2023 and received fees commensurate with this service. Argonaut holds or controls 161,638 CTM shares. |
| De Grey Mining Ltd | DEG | Argonaut Securites Pty Limited acted as Joint Lead Manager & Joint Bookrunner to the $130M Placement announced on 5 October 2022 and received fees commensurate with these services. |
| Evion Group NL | EVG | Argonaut participated in the Placement to raise up to $3M announced in March 2023 and received fees commensurate with this service. |
| Genesis Minerals Limited | GMD | Argonaut holds or controls 1,918 GMD options exercisable on or before 17 December 2023. |
| Global Lithium Resources Ltd | GL1 | Argonaut Securities Pty Ltd acted as Global Coordinator, Joint Lead Manager and Joint Bookrunner and Argonaut PCF Limited acted as Underwriter in respect of the Placement to raise $121.5M announced on 25 October 2022 and received fees commensurate with this service. Argonaut holds or controls 601,004 shares and 4,493,114 GL1 options exercisable at $0.30 expiring 10 May 2025. |
| K2Fly Ltd | K2F | Argonaut holds or controls 2,265,625 K2F Options exercisable at $0.435 on or before 10 March 2024. |
| Lunnon Metals Ltd | LM8 | Argonaut Securities Pty Ltd acted as Joint Lead Manager in respect of the Placement to raise up to $18M in August 2023 and received fees commensurate with this service. The Chair of Lunnon Metals Ltd (LM8). Mr Liam Twigger also holds roles with the Argonaut Group: Deputy Chair of Argonaut Limited and Executive Director, Corporate Finance. Mr Twigger is not involved in the creation of research material on LM8 in any way. The views expressed in LM8 research material accurately reflect the relevant analyst’s personal views about LM8. |
| NexGen Energy Ltd | NXG | Argonaut holds 17,892 NXG shares. |
| Ora Gold Limited | OAU | Argonaut Securities Pty Ltd acted as Lead Manager to the Placement to raise up to $2M in July 2023 received fees commensurate with these services. Argonaut holds 45M OAU shares. |
| Pantoro Limited | PNR | Argonaut participated in the Placement to raise up to $75M in February 2023 and received fees commensurate with this service. Argonaut acted as Joint Lead Manager and broker & Joint Bookrunner to the Placement to raise $25M announced on 20 October 2022 and received fees commensurate with these services. |
| Predictive Discovery Limited | PDI | Argonaut acted as Co-Manager to the Placement to raise $40M in May 2023 and received fees commensurate with this service. |
| Qoria Limited (formerly Family Zone Cyber Safety Limited) |
QOR | Argonaut participated in the Placement to raise up to $20M in March 2023 and received fees commensurate with this service. |
| Westgold Resources Limited | WGX | Argonaut PCF acted as Financial Advisor to WGX in connection to its takeover offer for Musgrave Minerals Limited (MGV) announced in June 2023 and received fees commensurate with this service. |
| WIA Gold Limited | WIA | Argonaut Securities Pty Ltd acted as Lead Manager & Sales Agent to the pro-rata non-renounceable entitlement offer to raise up to approximately $11M announced in July 2023 and received fees commensurate with this service. Argonaut acted as Lead Manager to the Placement to raise $6M in September 2022 and received fees commensurate with this service. Argonaut owns or controls 4,330,540 WIA shares and 1.5M WIA01 Options exercisable at $0.05 and 1.5M WIA02 exercisable at $0.10 on or before 30 September 2024. |
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