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Mark Roberts

Compliance Manager

Mark has over 15 years’ experience in Operations, Compliance and Risk management in the Financial Services sector, working for a variety of both State and National Financial Advisory & Stock Broking Firms and Fund Managers.

Mark has a working knowledge of the ASIC Market Integrity Rules, ASX Operating Rules and the Corporations Act 2001 and provides compliance & risk related advice to ensure that Argonaut is complying with its regulatory obligations.

Mark joined Argonaut in March 2012.

[email protected]

+61 8 9224 6863

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Argonaut | Perth

Level 30, Allendale Square, 77 St Georges Terrace Perth, WA, 6000 Australia

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ABN 72 108 330 650

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Copyright 2019 | Website ⚡ by Start Digital

  • About Us
    • Business Model
    • Regulation
    • Community
    • Jason and the Argonauts
    • Disclaimer and Disclosure
  • Corporate Finance
  • Stockbroking & Research
    • Stockbroking
    • Research
    • Best Execution Policy
    • Administration Forms
    • Open an Account
  • Special Situations
  • News
    • Latest News
    • Morning Notes
    • Latest Research
  • Contact
    • Careers
      • Advisers
      • Graduate Program
      • Internship Program
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